— Conference will offer insight into building effective compliance programs —
(ORLANDO, Fla.) May 13, 2014 — Susan Terenzio, chief compliance officer for CNL Fund Advisors Company, a registered investment advisor to Corporate Capital Trust, Inc., a non-traded business development company, will speak at the 29th annual National Regulatory Services Spring Investment Advisor and Broker-Dealer Compliance Conference from May 13-15 at Hyatt Regency Grand Cypress in Orlando.
The conference will feature industry experts discussing news on critical rules, cases and regulatory interpretations, as well as topics currently challenging compliance professionals today. The event will also offer insight into building an effective and robust compliance program.
Terenzio’s segment, titled “Investment Company Issues for Investment Advisers,” will cover valuations, 15(c) processes and observations, alternative mutual funds, exchange traded products, payments for distribution in guise and fund governance.
About CNL Financial Group
CNL Financial Group (CNL) is a leading private investment management firm providing global real estate and alternative investments. Since inception in 1973, CNL and/or its affiliates have formed or acquired companies with more than $28 billion in assets. CNL is headquartered in Orlando, Florida. For more information, visit www.cnl.com.
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